EENVIRONMENTAL DEGRADATION
The landmark report of the World Commission on Environment and
Development, entitled "Our Common Future", warned that
unless we change many of our lifestyle patterns, the world will
face unacceptable levels of environmental damage and human suffering.
The Commission, echoing the urgent need for tailoring the pace and
the pattern of global economic growth to the planet's carrying capacity,
said that: "Humanity has the ability to make development sustainable
and to ensure that it meets the needs of the present without compromising
the ability of future generations to meet their own needs."
In the final analysis, the environmental crisis affects
everyone on the planet, but the degree to which the inhabitants of different
parts of the world contribute to this crisis depends on the level of their
economic development and their consumption patterns. As much as 70% of
the world's consumption of fossil fuel and 85% of chemical products is
attributable to 25% of the world's population. Water consumption is also
unevenly distributed. The per caput water consumption in the United States
is about 2 300 m³ per annum, as compared to 1 500 m³ for the Canadians
and 225 m³ for the British. The average per caput consumption of water
in developing countries ranges between 20 to 40 m³. The consumption patterns
for forest products and many other commodities have the same direct inverse
proportion to the size of population of the top 20% of the richest societies.
This profligate demand puts excessive pressure on both national and global
natural resources. The rest of the world, comprising 80% of its population
with a share of less than 20% of global income, has a far more modest
consumption level.
While international environmental concerns are often
expressed in broad terms such a desertification or climatic change, the
environmental problems of concern to vulnerable groups in marginal areas
are generally quite localized in nature, revolving around immediate issues,
such as the degradation of a particular rangeland or soil erosion on farmland
or the progressive shortening of fallow. These affect the poor because
they are directly related to household food security. Degradation of the
resource base generally translates into decreases in production or income
and thus in the availability of food. Declining soil fertility leads to
lower crop yields while rangeland depletion reduces offtake, and any deterioration
in water quality adversely affects the fish catch. Degradation of common
property resources pulls labour away from directly productive activities
towards gathering - simply collecting non-wood and minor forest products
- and probably diminishes opportunities for deriving income from this
source. Linkages with food security can also be less direct. Shortages
of biomass may result in a transition to lower-nutrition foods that require
less fuel for cooking. In addition, recurrent drought or natural calamities
also directly result in progressive loss of food security prospects.

In their quest for food security, the rural poor have
sometimes little choice but to overuse the limited resources available
to them. The resulting environmental degradation imposes further constraints
on their livelihood in what has been called a "downward spiral"
or "vicious circle". They are often forced to make trade-offs
between immediate household food requirements and environmental sustainability
both in production and consumption. Their negligible man-made capital
assets, ill-defined or non-existent property rights, limited access to
financial services and other markets, inadequate safety nets in time of
stress or disaster, and lack of participation in decision-making can result
in their adopting "short time horizons", which favour immediate
imperatives over longer-term objectives. This can result in coping strategies
that rely on the drawing down of the capital available to them -- mainly
in the form of natural resources. It also makes them more vulnerable to
environmental degradation, including degradation wrought by others than
the poor themselves.
The poor may be both agents and victims of environmental
degradation, especially in marginal areas, where the resource base is
ill-suited to agriculture. But it cannot be assumed that the poor have
an intrinsic propensity to degrade environmental resources. On the contrary,
many poor traditional communities demonstrate an admirable environmental
ethic and have developed complex resource management regimes. There is
little evidence that the rural poor, when offered an appropriate environment
- including secure tenure and access to markets- pursue resource-degrading
strategies. Thus, while poverty may be an underlying cause of environmental
degradation, it is more accurately seen as a proximate cause influenced
by a complex of policy and institutional factors. The very same processes
that lead to and perpetuate poverty constrain the poor in their decision-
making with regard to natural resource management. Affluence and poverty
affect the environment in different ways: poverty eradication would not
erase environmental degradation but change the nature of environmental
problems facing society.

Poverty in fragile ecosystems
Absolute poverty has been on the retreat in most high-potential
areas in developing countries. The combination of more productive technologies,
fertile land and water, and high levels of development and public investment
have raised incomes significantly for people living in these areas. While
this development has not always been equitable - or sustainable, the most
important disparities are not between rich and poor people within high-
potential areas, but rather between high-potential high-investment areas
and fragile ecosystems. In the latter areas, politically marginal indigenous
populations have been neglected and have been joined by new groups displaced
from more fertile areas through a variety of processes. These processes,
although varying across countries and regions, include expropriation,
demographic pressures, land fragmentation, privatization of common property
lands, and consolidation and expansion of the commercial sector combined
with reduced demand for labour due to mechanization.
While the challenge for poverty alleviation in high-potential
areas remains considerable, the prognosis is not grim provided agricultural
intensification proceeds without environmental destruction. On the other
hand, for the 60% of poor populations who are found in fragile ecosystems
and mainly remote and ecologically vulnerable rural areas, the challenge
of environmentally sustainable poverty alleviation is immense. It has
been estimated that 80% of poor people in Latin America live in such areas,
60% in Africa and 50% in Asia. Reliance on the currently prevailing patterns
of growth will postpone the resolution of poverty in marginal areas, with
severe implications not only for the people affected but also for the
environment. The immediate-to-medium-term prospects for the rural poor
to abandon these areas for other sectors of the economy, as was the case
in Europe in the last century, are not promising. As a result, fragile
ecosystems are rapidly becoming ghettos of poverty and environmental degradation.
The need for urgent action can be recognized in relation
to the following characteristics of these regions:
(a) They constitute a significant part of the world's land
resources. Forty percent of the earth's land surface is considered dryland,
of which approximately 70% is already degraded or subject to heavy degradation.
On the other hand, hilly and mountainous regions cover about 21% of the
earth land mass and, although not so extensive as dry lands, they exert
a far-reaching influence on other areas, primarily through watershed functions.
(b) The role of both ecosystems in terms of human habitat
is also significant: approximately 900 million of the world's population
are subsisting in dry zones. Although only about 10% of the world population
live in mountain areas, a much larger percentage (about 40%) occupies
the watersheds below. It is safe to assume that the future of mountain
ecosystems affects the life of half of the world's population. From the
Andes to the Himalayas, and from South East Asia to East and Central Africa
a serious ecological deterioration caused by overgrazing, deforestation
and excessive cultivation threatens the livelihood of these populations.
(c) Mountains are important sources of water, energy, minerals,
agricultural products and a major reserve for the world's biodiversity.
Similarly, dry zones are rich in biodiversity, hosting many endangered
species. Moreover, crops, grasses, trees, and livestock species, that
form the core of survival in drought prone regions, exist in these regions
only.
(d) A high proportion of the absolute poor in ecologically
fragile areas are indigenous peoples, estimated at some 300 million worldwide.
They depend on renewable resources to maintain their well-being. This
has led to the development of livelihood systems which are well-adapted
to the harsh conditions in which they lived. Their holistic, traditional
knowledge of their natural resources and environment constitutes a rich
human heritage. However, their traditional ways of life are now being
threatened, disturbing the delicate balance of natural resource use. Nevertheless,
viable technology and institutional arrangements for resource conservation
in these areas could be built upon indigenous knowledge; and similarly
effective disaster prevention policies can benefit from coping strategies
developed by the local population.
(e) Rural women play a key role in on- and off-farm activities
in the developing countries. This is particularly true in the case of
the ecologically fragile areas. With the growing male out-migration from
marginal areas, the number of women headed households in these areas is
increasing. Women are becoming more and more responsible for the day to
day survival of the family. Women tend to be more vulnerable than men
to the effects of environmental degradation because they are often involved
in harvesting common property resources such as wood and water. Since
women usually make a greater contribution to household food security than
men, a decline in women's access to resources may have a significant impact
on household consumption. Environmental degradation implies further burdens
and responsibilities which are not compensated for by increased decision-making
power.
(f) Degradation of land and loss of its vegetative cover
also have consequences at the global level, primarily because of its influence
on carbon exchange, but also in terms of loss of biodiversity. The large
amount of carbon stored in the vegetation of the dry zones, for example,
averaging about 30 tonnes per hectare, decreases when the vegetation is
depleted or disappears. Carbon-rich soils, frequently found in dry zones,
store a substantial amount of this element (nearly half the total quantity
of carbon is stored in the organic matter in the soil, much more than
is found in the world's vegetation). The destruction of these soils has
a very powerful effect on the carbon cycle and boosts the greenhouse effect
as a result of the release of carbon.
Towards action
Over the past two decades, environmental degradation,
including land degradation has continued to worsen exacerbating further
poverty and food insecurity. Conversely, awareness of the importance of
the environment and its conservation has increased. There has been a transformation
in people's perception of the poverty problem in developing countries.
If one accepts that hard core rural poverty is increasingly a phenomenon
associated with marginal lands, then new strategies are required that
integrate poverty alleviation and environmental management. Until recently,
the international community and national governments have tended not to
appreciate the need for integrated rural poverty alleviation and environmental
management programmes in marginal areas. There were a number of promising
initiatives in this field, usually undertaken by NGOs and community- based
organizations, but they were usually small and very localized. At the
same time, in many regions, rural people's perception of their environment
and the priority they give to a better relationship with it have changed.
Increasingly, rural people are realizing that: (a) the fragile environment
on which they depend for their survival is being neglected or over- exploited,
and it is now necessary to rehabilitate it and manage it sustainably;
and (b) the environment belongs primarily to them, and they must take
the responsibility for the land and organize themselves in groups, cooperatives,
village development associations and other local association to defend
it.


UNCED's Agenda 21, the global action programme for
sustainable development, is perhaps the first expression of international
commitment to addressing the poverty- environment nexus. Chapter 3 on
"combating poverty" called for specific long-term strategies
that integrate poverty eradication and sustainable management of the environment.
Agenda 21 devoted two chapters to the special needs of fragile ecosystems,
namely Chapter 12 on "Combating Desertification and Drought"
and Chapter 13 on "Sustainable Mountain Development". In the
follow-up to UNCED, promising initiatives have emerged for these thematic
areas. For drylands, the United Nations Convention to Combat Desertification
in Those Countries Experiencing Serious Drought and/or Desertification,
Particularly in Africa (CCD) provides a framework for concrete action
at the local level. For mountainous areas, efforts are currently under
way to develop the basis for an action plan for sustainable mountain development,
known as the "Mountain Agenda".
The Agenda involves the establishment of a network
on sustainable mountain development consisting of United Nations agencies,
NGOs and intergovernmental institutions. A set of action proposals has
been developed by those involved in promoting sustainable mountain development.
In recognition of the need to give prominence to the "Mountain Agenda"
on the international and national lists of priorities, a global Inter-Governmental
Organizations (IGO)/NGO Conference, as well as regional inter-governmental
consultations are being convened. The main proposals for action that are
emerging, identified through a broad participatory process involving the
major NGOs, encompass five specific areas of focus: poverty eradication;
the strengthening of a global information network and database; strengthening
country capacity and the generation of "National Mountain Action
Programmes"; raising awareness through the preparation and organization
of a World Conference on Sustainable Mountain Development in early 1997;
and the formulation, negotiation and implementation of regional or sub-regional
mountain conventions and possibly the development of a "Global Mountain
Charter".
The Desertification Convention offers new and exciting
opportunities for collective action, as well as a fertile field for testing
and nurturing innovative partnerships in development cooperation for local
level action. It is the first International Treaty to squarely address
poverty and environmental degradation in rural areas. Unlike the other
Conventions associated with Rio, the direct beneficiaries of CCD are the
hundreds of millions of predominantly poor and food-insecure people who
populate the drylands of the world. It is the first Convention that casts
resource users and their communities as central to the solution rather
than part of the problem. At the very heart of the CCD is the concept
of "Partnership". Partnership embodies the new thrust in development
assistance, in which it is finally recognized that interdependence rather
than dependence is the way forward. But partnerships won't work unless
all partners stand to benefit. CCD tries to translate this attractive
concept into more or less concrete terms.
While the underlying incentives to enter into partnership
must exist, what is also needed is a favourable context to promote its
emergence and functioning. In the context of CCD, the National Action
Programmes - or NAPs - are the instrument for partnership. NAPs, which
are not intended as static plans but as a dynamic programming capacity,
should offer a macroeconomic and institutional framework that will support
local-level action. Here, more is meant than economic and fiscal policies,
although these are of course extremely important. It also means a policy
orientation that actively focuses on empowerment of local actors to take
advantage of new opportunities and overcome old constraints. The Convention
therefore encourages devolution of decision-making from the centre to
local populations and resource users. The most important reasons for this
are compellingly obvious:
Local Ownership in Decision-making - Local structures are
more likely to make decisions that are relevant and suitable to local
circumstances.
Removing Bottlenecks in Information Flow and Decision-making
- Decision-making for natural resource management requires prompt and
relevant information.
Improved Ability to Involve Marginalized Groups - Decentralization
might allow better targeting of services and better identification of
needy groups.
Better Tailoring of Approaches to Local Conditions - Local
appreciation of constraints and opportunities can only improve the quality
of solutions.
An emphasis on empowerment of local populations and
civil society should not be construed as a wish to actively withdraw from
the sustainable development arena. Instead, it is based on a recognition
that the public sector and multilateral finance can facilitate but cannot
substitute for action that must come from economic agents at the local
level that act individually or collectively. What is needed now is to
build an operational coalition between NGOs, CBOs as well as other institutions
of civil society together with government institutions and international
agencies, to form action-oriented partnerships around specific and concrete
areas of intervention.
The Challenge of Financing Action
Promoted by the world's distress over the loss of life
in the Sahelian famine of early 1970, the UN Conference on Desertification
(UNCOD, Nairobi 1977) adopted a plan of action to end desertification
by the close of the century. The response to the plan of action was dismal
and it was virtually left on the shelf. Now with only four years left
to the day when UNCOD's promises should have materialized, desertification
has almost doubled, and the poor are paying the cost, with their health
and lives. The CCD diligently negotiated and enthusiastically adopted
holds new promises, as the degree of awareness, globally and locally,
has increased. But unlike its sister Conventions on climate change and
biological diversity, the CCD does not promote establishment of a new
financial mechanism. Instead it foresees the creation of a "Global
Mechanism" to be housed in an existing organization to coordinate
and facilitate the flow of additional funds including grants and concessional
loans through both bilateral and multilateral channels.
Neither national budgets nor statistics on international
financial flows to developing countries give clear figures on resources
presently allocated to combat desertification. But there is little argument
about the dearth of international funding for desertification control.
Even resources formally provided under Global Environmental Facility (GEF)
- which, by and large, precludes eligibility for desertification programmes
- are judged to be inadequate. Nevertheless, financing constitutes a major
pillar for the success of CCD without which it may very well face the
same fate as UNCOD. Within this context, a proactive role for the Global
Mechanism should be promoted.
The multi-source and multi-channel orientation of the
CCD is more of a strength than a weakness. Instead of relying on one mechanism
- say, the GEF - the Convention is not predicated on the availability
of external grant finance earmarked for the purpose. In contrast, the
Global Mechanism configuration is about improving the effectiveness and
efficiency of existing flows, in addition to catalyzing and leveraging
new flows and sources of finance. It encourages a greater role for domestic
resource mobilization, private sector initiative, and a blending of various
concessional and non-concessional external finance.
This diversity of flows and the multifaceted diverse
coalition which one hopes it would represent, will in the end make the
Convention and the actions it triggers more robust and sustainable. One
should work towards that coalition, by assisting to set in place policy
and institutional frameworks that are favourable to private initiative,
by helping governments to provide public goods, by pump-priming promising
initiatives, and by assisting local populations and community organizations
to interface more productively with the private sector.
Financing Peoples' Participation
Local-level activities and creativity championed by
CCD have a number of implications for the nature of resource mobilization
as well as the manner through which resources are utilized. First, there
is a need to step up efforts aimed at awareness- building at local level.
This is a task for which NGOs and CBOs are best suited. The NGO community,
and in particular the international NGOs, should give a high priority
to this objective when mobilizing resources for CCD as stipulated in the
Convention. Second, CCD calls upon Parties to promote a National Desertification
Fund (NDF) and similar mechanisms for directing funds to the local level.
Such mechanisms should be run on the basis of a participatory governance
involving local communities and their partners in the NGO community.
NDF should also be flexible and simple in design. To
preserve the confidence of both donors and local populations, it is imperative
to ensure full transparency and effective accountability in its management.
Moreover, the local populations could be true shareholders and effectively
claim their share in the partnership if, in addition to the contribution
from the external donors and national resources, they shoulder part of
the financial burden. This could be done by mobilization and pooling of
individual savings as well as through decentralization of collection and
management of taxes, levies and other revenues derived from local resources.
Third, it is absolutely important that the NDF resources are to be utilized
for community level investment and that they lead to the creation of durable
economic assets, shared collectively. Using the proceeds of NDF for relief
activities or financing individually- owned enterprises would be a costly
mistake. The former would deplete the resources of the fund without any
lasting benefit, and the latter would distort the local financial market,
preventing the creation of sound credit/saving structures. Such structures
are equally important to facilitate investment for crop intensification
or to promote economic diversification to lessen man and livestock pressure
on land.
Conclusion
Populations in marginal areas are not doomed to despair.
On the contrary, it is in these very regions that the people, forced by
circumstance, manage to cope most creatively with their harsh and unpredictable
environment, and to diversify their resource use strategies over space,
season and sector. They capitalize as much as they can on biological diversity
- most pronounced in these regions and constituting a core of their survival.
They are responsible for most appropriate technological and institutional
innovations which depend minimally on costly and external inputs. This
is particularly true in the conservation of rainwater, notwithstanding
the saline soils common in those regions. It is also true for the institutions
which developed for the collective management of very scarce common resources,
such as water points, grazing land and forests.
Effective actions against poverty, household food insecurity,
and environmental degradation in marginal areas require first and foremost
the empowering and equipping of local communities to take up the reins
of resource management. The importance of local area development and improved
local governance - also covered in the other issues papers - must be emphasized.
An important factor in this context, of course, is the issue of incentive
frameworks and enabling environments, with specific regard to the question
of how to combine longer-term concerns for environmental rehabilitation
and conservation with the pressing short-term needs of household food
security. Also important are the technology and related measures to be
promoted that build on traditional knowledge, such as those which will
in the short term generate tangible benefits for the farmer, as outlined
in the discussion paper on this topic.
Many conservation policies and strategies in the past
have failed because of their top-down approach and their reliance on technologies
which were irrelevant to the local circumstances. In contrast to the result
of these efforts, the micro-projects implemented in many places over the
past decade have made it possible to build up a store of knowledge allowing
for the implementation of new approaches. Within this context, a consensus
has emerged on the importance of indigenous people's traditional knowledge
and practices in the management of arid land, forest, pasture and farmland
to conserve soil and moisture, and in diversifying crop and livestock
production to minimize risks.
Some traditional rural communities have developed complex
resource management systems that have stood the test of time, and have
much to offer in addressing present-day concerns over long-term resource
sustainability. Their admirable environmental ethic deserves its due place.
Asserting the importance of local knowledge calls for the empowerment
of local people through their own organizations. Moreover, the considerable
cultural and environmental heterogeneity of mountain areas and the scattered
nature of dryland populations underline the need for decentralized local-level
action toward integrated management of local areas.
This is not to suggest that local communities can be
left to their own devices. There is a need for supportive and facilitating
measures on the part of governments. The international community should
also be aware of the global dimension of the process and the responsibility
that this implies. There is therefore a need for a coalition of actors
ranging from the international to the national and the local level. This
is precisely what the CCD is promoting and what an eventual Mountain Agenda
might promote. In the short term, what is needed is what one might risk
calling "affirmative action" in the form of finance and assistance
to local communities.
The immediate challenge is to consider how ratification
of the CCD can be expedited, how it can be implemented and how to secure
adequate financing for local area development. The CCD also stipulates
a major role for civil society organizations, foremost among them the
community-based organizations - namely that they should galvanize energies
and mobilize resources. The private sector, as well as civil society at
large, should also be encouraged to think beyond individual or corporate
interests towards a recognition of a shared responsibility for the environment.
Vigorous resource mobilization to combat desertification would stand a
better change of succeeding if launched on the basis of empirically verifiable
improvements.
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